Quality by design
This content applies to human and veterinary medicines.
The European Medicines Agency (EMA) welcomes applications that include quality by design. Quality by design is an approach that aims to ensure the quality of medicines by employing statistical, analytical and risk-management methodology in the design, development and manufacturing of medicines.
One of the goals of quality by design is to ensure that all sources of variability affecting a process are identified, explained and managed by appropriate measures. This enables the finished medicine to consistently meet its predefined characteristics from the start - so that it is 'right first time'.
Quality by design centres on the use of multivariate analysis, often in combination with modern process-analytical chemistry methods and knowledge-management tools to enhance the identification and understanding of critical attributes of materials and critical parameters of the manufacturing process. This enhanced understanding of product and process is used to build quality into manufacturing and provide the basis for continuous improvement of products and processes.
The concepts behind quality by design were introduced in international guidelines intended for the pharmaceutical industry between 2009 and 2012.
Applications including quality by design
The Agency welcomes applications that include quality-by-design aspects. These can include applications for marketing authorisation, variations to existing marketing authorisations and scientific advice.
Applicants wishing to make use quality by design should read the guidance documents below. These include guidelines Q8, Q9, Q10 and Q11 from the International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH). They explain how aspects related to quality by design should be presented and explained in application dossiers.
Further guidance for applicants is available in quality by design: questions and answers.
PAT team
The Agency set up a process analytical technology (PAT) team in November 2003 to support PAT and quality-by-design activities in the EU.
PAT is a system of controlling manufacturing through timely measurements of critical quality attributes of raw and in-process materials. It is often used as part of a quality-by-design approach.
The PAT team reviews the implications of quality by design and ensures that the European regulatory network is prepared for the evaluations of submissions including quality by design.
The team acts as a forum for dialogue between the Quality Working Party, the Biologics Working Party and the Good Manufacturing Practice / Good Distribution Practice Inspectors' Working Group.
Parallel assessment with the United States
EMA published the final report of its join pilot programme with the United States (US) Food and Drug Administration (FDA) for the parallel assessment of sections of applications relevant to quality by design in April 2017:
The pilot aimed to:
- share knowledge;
- support consistent implementation of quality by design concepts in international guidelines;
- promote the availability of medicines of consistent quality throughout the EU and the US.
Based on the experience of conducting joint assessments, EMA and FDA have published three questions-and-answers documents on lessons learnt and to clarify a number of details concerning regulatory submissions. These also addressed comments from the Japanese Pharmaceuticals and Medical Devices Agency (PMDA), which participated as an observer.
The report concludes that the both Agencies are strongly aligned on the implementation of quality by design concepts included in the ICH Q8, Q9 and Q10 guidelines.
It also foresees continued cooperation and support to innovation and global development of medicines of high quality for the benefit of patients.
The agencies are exploring potential joint activities with a focus on continuous manufacturing, additional emerging technologies, and expedited/accelerated assessments. EMA and FDA also host experts from each other's agencies.
The pilot was initially launched for three years in 2011 and extended until April 2016.
Workshops
The Agency hosts workshops to explain the quality-by-design process and how to integrate this into applications:
- Joint European Medicines Agency/Parenteral Drug Association quality-by-design workshop (28-29/01/2014)
- European Medicines Agency - European Federation of Pharmaceutical Industries and Associations 'quality by design' application workshop (28-29/09/2009)
Contact point
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Questions and answers: improving the understanding of normal operating range (NOR), proven acceptable range (PAR), design space (DSp) and normal variability of process parameters (PDF/114.49 KB)
First published: 13/07/2017
Last updated: 13/07/2017
EMA/CHMP/CVMP/QWP/354895/2017 -
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International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use considerations (ICH) guideline Q8 (R2) on pharmaceutical development - Step 5 (PDF/593.48 KB)
Adopted
First published: 01/06/2009
Last updated: 28/05/2014
Legal effective date: 01/05/2006
EMA/CHMP/ICH/167068/2004 -
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International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) guideline Q9 on quality risk management - Step 5 - First version (PDF/330.64 KB)
Adopted
First published: 19/01/2006
Last updated: 28/05/2014
EMA/CHMP/ICH/24235/2006 -
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International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human guideline Q10 on pharmaceutical quality system - Step 5 (PDF/361.39 KB)
Adopted
First published: 01/06/2008
Last updated: 28/05/2014
Legal effective date: 01/06/2008
EMA/CHMP/ICH/214732/2007 -
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ICH guideline Q11 on development and manufacture of drug substances (chemical entities and biotechnological/biological entities) (PDF/408.32 KB)
Adopted
First published: 11/02/2013
Last updated: 11/02/2013
Legal effective date: 01/11/2012
EMA/CHMP/ICH/425213/2011 -
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Reflection paper: Chemical, pharmaceutical and biological information to be included in dossiers when process analytical technology is employed (PDF/69.73 KB)
First published: 20/03/2006
Last updated: 20/03/2006
EMEA/INS/277260/200 -
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Superseded annex to note for guidance on development pharmaceutics: Decision trees for the selection of sterilisation methods (PDF/43.3 KB)
Adopted
First published: 05/04/2000
Last updated: 05/04/2000
CPMP/QWP/054/98 -
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Note for guidance on parametric release (PDF/58.89 KB)
Adopted
First published: 01/03/2001
Last updated: 01/03/2001
Legal effective date: 01/09/2001
CPMP/QWP/3015/99
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Questions and answers on level of detail in the regulatory submissions (PDF/69.93 KB)
First published: 19/12/2014
Last updated: 19/12/2014
EMA/59240/2014 -
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Questions and answers on design-space verification (PDF/94.12 KB)
First published: 04/11/2013
Last updated: 04/11/2013
EMA/603905/2013 -
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European Medicines Agency-Food and Drug Administration pilot programme for parallel assessment of quality-by-design applications: lessons learnt and questions and answers resulting from the first parallel assessment (PDF/85.77 KB)
First published: 20/08/2013
Last updated: 20/08/2013
EMA/430501/2013 -
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European Medicines Agency-Food and Drug Administration pilot programme for parallel assessment of quality-by-design applications (PDF/93.76 KB)
First published: 16/03/2011
Last updated: 16/03/2011
EMA/172347/2011
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Presentation - Quality by design: A global implementation perspective. The European Union perspective (Riccardo Luigetti) (PDF/51.09 KB)
First published: 30/10/2008
Last updated: 30/10/2008 -
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Presentation - Process analytical technology European Union regulatory update: The inspector's view (Claus Mortensen) (PDF/63.85 KB)
First published: 29/10/2008
Last updated: 29/10/2008 -
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Notes on a seminar involving the European Federation of Pharmaceutical Industries and Associations and the European Medicines Agency process-analytical-technology team in Ireland, 31 March - 2 April 2008 (PDF/28.35 KB)
First published: 28/10/2008
Last updated: 28/10/2008
EMEA/INS/575495/2008 -
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Presentation - The European Union process-analytical-technology team and its activities (Christina Graffner) (PDF/276.84 KB)
First published: 21/07/2006
Last updated: 21/07/2006 -
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Report: Biologics Working Party, Process Analytical Technologies Group and industry (PDF/40.37 KB)
First published: 16/07/2007
Last updated: 16/07/2007
EMEA/CHMP/BWP/185370/2007 -
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Presentation - European Medicines Agency progress and status - what is needed to document scientific understanding in a process-analytical-technology application (Claus Mortensen) (PDF/147.94 KB)
First published: 21/07/2006
Last updated: 21/07/2006 -
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Presentation - Regulatory milestones in European Union with respect to process analytical technology (Christina Graffner) (PDF/121.15 KB)
First published: 30/11/2004
Last updated: 30/11/2004 -
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Presentation - Process analytical technologies: view point of the regulators (Jean-Louis Robert) (PDF/164.92 KB)
First published: 29/07/2004
Last updated: 29/07/2004